Functional Analysis Lecture 1

[[lecture-data]]

Lecture 2 →

Lecture Notes: Rodriguez, page 1

Introduction
LA/Calc: finite vars
FA: vector spaces w infinite vars

1. Normed and Banach Spaces

normed linear space

Vector Space

Let V be a vector space over R or C (call it K). Then V comes with two operations

  • addition +:V×VV,(v1,v2)v1+v2
  • scalar multiplication :K×VV,(α,v)αv
Example

  • R,R2,Rn,C,Cn
  • C([0,1])={f:[0,1]C|f is continuous}

see vector space

difference: size = dimension. We have finite vector space and infinite vector space.

finite vector space

V is finite if every linearly independent set is finite.

ie, if for every set EV such that v1,,vNE

i=1Naivi=0a1==aN=0

and E has finite cardinality, then V is finite-dimensional. Otherwise, V is infinite-dimensional.

Example

C([0,1]) is infinite dimensional because

E={fn(x)=xn|nN{0}}

is a linearly independent set with non-finite cardinality.

see finite vector space

notion of "length" in a vector space

norm

A norm on a vector space V is a function ||||:V[0,) such that

  1. ||v||=0v=0 definiteness
  2. ||λv||=|λ|||v||λK,vV homogeneity
  3. v1,v2V||v1+v2||||v1||+||v2|| triangle inequality

A vector space with a norm |||| is called a normed linear space.

see norm

semi-norm

A semi-norm is a function ||||V[0,) satisfying homogeneity and the triangle inequality, but not necessarily definiteness.

see semi-norm

Recall:

Metric

If X is a set then d:X×X[0,) is a metric if

  1. (identifiability) d(x,y)=0x=y
  2. (symmetry) x,yX,d(x,y)=d(y,x)
  3. (triangle inequality) x,y,zX,d(x,y)d(x,z)+d(z,y)

see metric

Theorem

If |||| is a norm on a vector space V, then d(v,w):=||vw|| defines a metric on V (and this metric is induced by the norm ||||)

Proof

  • Definiteness for the norm implies d(x,y)=0x=y
  • By homogeneity we get symmetry:
d(v,w)=||vw||=||(1)(wv)||=|1|||wv||=||wv||=d(w,v)
  • triangle inequality follows immediately since xy=(xz)+(zy)

see norm spaces induce metric spaces

Example

Multi-column

Blank

Rn or Cn with the euclidean norm

||x||2=(i=1n|xi|2)1/2||x||=max1in|xi|||x||p=(i=1n|xi|p)1/p1p<

Intuitively, what does it mean to take a L^p norm for p > 2? : r/math

C(X)

If X is a vector space, the vector space

C(X)={f:XC|f is continuous and bounded}
Example

C([0,1])=C([0,1]) since we know the set X is bounded

see continuous bounded function space

Proposition

Then C(X) is a vector space and we can define the norm

||u||=supxX|u(x)|$$on$C(X)$
Proof

NTS that this is indeed a norm by verifying each of the properties. identifiability and homogeneity are satisfied from the definition of the norm. It suffices then to show that the triangle inequality holds.

If (u,v)C(X) then for all xX

|u(x)+v(x)||u(x)|+|v(x)|by  inequality||u||+||v||||u+v||=supxX|u(x)+v(x)|||u||+||v||
Note

Convergence in this norm means

unu in C(X)||unu||0 as nϵ>0,NN s.t. nN,xX,|un(x)u(x)|<ϵunu uniformly on X

Thus convergence in this metric is uniform convergence when the functions u are bounded and continuous.

see infinity norm for continuous bounded function space

m o r e e x a m p l e s of normed vector spaces

p space

p={a={aj}j=1|||a||p<}$$isthespaceof(infinite)sequences.Wedefinethe$p$normas$$||a||p:={(i=1|ai|p)1/p1p<sup1j<|aj|p=

Example

{1j}j=1pp>1 but not for p=1

see l-p vector space

Banach Space

A normed space is a Banach space if it is complete with respect to the metric induced by the norm.

ie, Cauchy sequences in the space converge in the space.

Example

Q is not complete, but R is. Rn,Cn are complete wrt any of the ||||p norms.

see Banach space

Theorem

If X is a complete metric space, then the continuous bounded function space C(X) is a Banach space.

see complete metric spaces have banach continuous bounded function spaces

Proof

NTS every Cauchy sequence {un}C(X) has a limit in C(X).

Let {un} be a Cauchy sequence in C(X). Then for all ϵ>0 there exists NN such that for all n,mN, ||unum||<ϵ.

In particular, N0N such that for all m,nN0,||unum||<1. Then for all nN0, we have

||un||||unuN0||+||uN0||<1+||uN0||

And therefore for all nN, we have

||un||||u1||+||u2||++||uN0||+1=B

Since for all xX we have |un(x)um(x)|||unum||, we have that
for each xX, the sequence{un(x)} is a Cauchy sequence. And since C is complete, its limit is in C.

(define a candidate limiting function)
Define u:XC,u(x)=limnun(x)
Then for all xX,

|un(x)|=limn|un(x)|BsupxX|u(x)|B

thus u is a bounded function.

Finally, we need to show continuity and convergence.

||uun||0

Let ϵ>0. Since {un} is Cauchy in C(X), there exists some N1N such that n,mN we have ||unum||<ϵ2.

So for any fixed xX, we have

|un(x)um(x)|||unum||<ϵ2

Thus as m, we have for all nN1 and each xX,

|un(x)u(x)|ϵ2<ϵ

Thus we have ||unu||0 and this implies that unu uniformly on X. And because each un is continuous, this implies that the limit u is also continuous.

Thus, uC(X) and unuC(X), thus C(X) is complete and therefore a Banach space.

Note

the approach for this proof is basically the same as any proof to show that something is a Banach space.

  • choose a candidate for the limit
  • show that the limit is in the space

example
p is a Banach space for all 1p.

Exercise

show c0={a|limjaj=0} is also a Banach space with norm ||a||=sup1j|aj|

idea

review

#flashcards/math/functional

What two operations are required for a vector space?
-?-

  1. addition
  2. scalar multiplication

What makes a vector space finite?
-?-
Every linearly independent set is finite

What three properties must a norm satisfy?
-?-
Definiteness/nonnegativity, homogeneity, triangle inequality

What is a Banach space?
-?-
A complete normed/metric space. ie, all convergent sequences in the space converge in the space.

What is the general approach to show that a space is Banach?
-?-

  1. choose a candidate for the limit of a sequence
  2. show that the limit is in the space

Lecture 2 →

Created 2025-05-27 Last Modified 2025-06-05